-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OrLf96GQDWTYB3tBvtBGcg/wxFtUJdesDMneZERgmbFkMv4+E7iy9LlU9AUpbQxn a+cRfN78d8vwFvP477Fa8w== 0000950134-05-003078.txt : 20050214 0000950134-05-003078.hdr.sgml : 20050214 20050214172733 ACCESSION NUMBER: 0000950134-05-003078 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 GROUP MEMBERS: MEDTRONIC INTERNATIONAL INC FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MEDTRONIC INC CENTRAL INDEX KEY: 0000064670 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 410793183 STATE OF INCORPORATION: MN FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 710 MEDTRONIC PKWY STREET 2: MS LC300 CITY: MINNEAPOLIS STATE: MN ZIP: 55432 BUSINESS PHONE: 7635144000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RITA MEDICAL SYSTEMS INC CENTRAL INDEX KEY: 0001056421 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943199149 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-60199 FILM NUMBER: 05612868 BUSINESS ADDRESS: STREET 1: 967 N SHORELINE BLVD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94013 BUSINESS PHONE: 6503858500 MAIL ADDRESS: STREET 1: 967 NORTH SHORELINE BLVD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 SC 13G 1 c92183sc13g.htm SCHEDULE 13G sc13g
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*

Rita Medical Systems, Inc.


(Name of Issuer)

Common Stock, par value share $.001


(Title of Class of Securities)

76774E 10 3


(CUSIP Number)

July 29, 2004


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        o Rule 13d-1 (c)

        þ Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).

 


SIGNATURE
AGREEMENT TO MAKE A JOINT FILING


Table of Contents

             
13G
CUSIP No. 76774E 10 3 Page 2 of 6

  1. Name of Reporting Person:
Medtronic, Inc. (41-0793183)
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) o  
    *joint filing

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Minnesota

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
293,640 (including 58,500 shares owned by Medtronic International, Ltd. and excluding shares sold by Medtronic, Inc. in January 2005)

6. Shared Voting Power:

7. Sole Dispositive Power:
293,640 (including 58,500 shares owned by Medtronic International, Ltd. and excluding shares sold by Medtronic, Inc. in January 2005)

8.Shared Dispositive Power:

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
293,640 (including 58,500 shares owned by Medtronic International, Ltd. and excluding shares sold by Medtronic, Inc. in January 2005)

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
.7%

  12.Type of Reporting Person:
CO

2


Table of Contents

             
13G
CUSIP No. 76774E 10 3 Page 3 of 6

  1. Name of Reporting Person:
Medtronic International, Ltd. (41-1278948)
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) o  
    *joint filing

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Delaware

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
58,500

6. Shared Voting Power:

7. Sole Dispositive Power:
58,500

8.Shared Dispositive Power:

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
58,500

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
.1%

  12.Type of Reporting Person:
CO

3


Table of Contents

     
Item 1(a)
  Name of Issuer:
Rita Medical Systems, Inc.
 
   
Item 1(b)
  Address of Issuer’s Principal Executive Offices:
967 North Shoreline Boulevard, Mountainview, California 94043
 
   
Item 2(a)
  Name of Person Filing:
 
   
  See Cover Pages, Item 1
 
   
Item 2(b)
  Address of Principal Business Office or, if none, residence:
710 Medtronic Parkway, Minneapolis, Minnesota 55432
 
   
Item 2(c)
  Citizenship:
 
   
  See Cover Pages, Item 4
 
   
Item 2(d)
  Title of Class of Securities: Common Shares
 
   
Item 2(e)
  CUSIP No.:
 
   
  See Cover Pages
 
   
Item 3
  Statement filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c):
 
   
  Not Applicable
 
   
Item 4
  Ownership
 
   
  See Cover Pages, Items 5 through 11
 
   
  On July 29, 2004, Medtronic, Inc. acquired 3,032,640 shares of common stock by means of a registration statement on Form S-4 filed by Rita Medical Systems, Inc. In January, 2005, Medtronic, Inc. sold 2,797,500 shares of common stock in open market transactions.
 
   
Item 5
  Ownership of Five Percent or Less of a Class:

     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X ].

     
Item 6
  Ownership of More than Five Percent on Behalf of Another Person:
 
   
  Not applicable

Page 4 of 6


Table of Contents

     
Item 7
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
 
   
  Not applicable
 
   
Item 8
  Identification and Classification of Members of the Group:
 
   
  Not applicable
 
   
Item 9
  Notice of Dissolution of Group:
 
   
  Not applicable
 
   
Item 10
  Certification:
 
   
  Not Applicable

Exhibits

     Joint Filing Agreement, dated February 14, 2005, between the Reporting Persons.

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     February 14, 2005    
    (Date)   
       
  MEDTRONIC, INC.
 
 
  By:   /s/ Neil P. Ayotte    
    (Signature)   
       
 
     Neil P. Ayotte Vice President, Sr. Legal Counsel  
     and Assistant Secretary    
    (Name and title)   
 
  MEDTRONIC International, Ltd.
 
 
  By:   /s/ Neil P. Ayotte    
    (Signature)   
 
     Neil P. Ayotte, Sr. Legal Counsel and    
     Assistant Secretary    
    (Name and title)   

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AGREEMENT TO MAKE A JOINT FILING

     The undersigned hereby agree to file a joint Schedule 13G (and any amendments thereto) with respect to the interests of the undersigned in Rita Medical Systems, Inc.. and further agree that such Schedule 13G and amendments thereto are filed on behalf of each of the undersigned.

Date: February 14, 2005
         
  MEDTRONIC, INC.
 
 
  By:   /s/ Neil P. Ayotte    
    Neil P. Ayotte Vice President, Sr. Legal Counsel   
    and Assistant Secretary   
 
  MEDTRONIC International, Ltd.
 
 
  By:   /s/ Neil P. Ayotte    
    Neil P. Ayotte, Sr. Legal Counsel and   
    Assistant Secretary   
 

Page 6 of 6

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